Experienced/Lateral - Compliance Analyst

@ Five Rings LLC - Careers
Five Rings LLC - Careersfiveringsllc-careers.com

Experienced/Lateral - Compliance Analyst

Posted 17 months ago

This job is still taking applications, but it's been up a while.

About the job

Five Rings is a proprietary trading firm with offices worldwide, combining strategy, innovation, and technology to succeed in global markets. The firm fosters an open culture and continuous knowledge exchange. The compliance analyst will support legal and regulatory adherence, policy management, and monitoring trading activity.

Requirements

  • 2+ years relevant experience
  • Strong spreadsheet skills
  • Impeccable professional background
  • Ability to multitask and organize

Qualifications

  • Bachelor's degree or equivalent
  • Attention to detail
  • Experience in regulated environment
  • Independent working ability

Full job description

About Five Rings

Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology to succeed in today’s global markets. With offices in New York, Boca Raton, London and Amsterdam, Five Rings trades in various domestic and international markets, both established and esoteric. Our team constantly seeks new opportunities, analyzes their risks and rewards, and creates strategies and tools to capitalize on them.

We have an open culture and encourage the flow of knowledge and ideas between all areas of the firm.


About the Role 

A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance  team. The team is charged with establishing, implementing and maintaining adequate policies and  procedures to ensure compliance of the firm with its legal and regulatory obligations. In this position,  tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff,  documenting new policies, managing regulatory reporting and communication, administering existing  policies, and monitoring regulatory developments and best practices.

About You

The candidate must have at least a Bachelor’s degree or equivalent, impeccable professional  background, with a minimum of 2 years of relevant experience in a regulated environment preferred. Ability to work  independently, organization, superior attention to detail, and ability to multitask are required. Strong  knowledge of key compliance areas and strong ability to work with spreadsheets are required. 

Annual Base Salary: $75,000 - $100,000. Base salary does not include discretionary bonus, if eligible, or  benefits. 

Range reflects annual base salary. Total compensation packages are comprised of base salary and a discretionary bonus.


Salary Range:

$75,000—$100,000 USD



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