IA Operations Specialist
@ Osaic, Inc.IA Operations Specialist
About the job
Osaic Investment Advisory supports financial advisors with operational and service activities. This full-time role focuses on aiding advisors, ensuring great client service, and working with proprietary platforms in a hybrid office environment across multiple locations.
Requirements
- 2+ years in financial services operations
- Customer service experience in contact centers
- Proficiency with MS Office tools
- Excellent communication skills
- Detail-oriented and analytical
Qualifications
- Bachelor's degree preferred
- High school diploma or equivalent
- Ability to work independently
- Strong organizational skills
- Technical system navigation skills
Full job description
Current Employees and Contractors Apply Here
Osaic Careers
Customer Service Opportunity in Financial Services
Osaic Investment Advisory (IWS) Operations Specialist
Location(s):
Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339
La Vista:12325 Port Grace Blvd, La Vista, NE 68128
Oakdale: 7755 3rd St. N, Oakdale, MN 55128
Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255
St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702
Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office.
Applicants should be located at one of our hubs listed above and must be willing to work this schedule.
Remote internals also encouraged to apply.
Role Type: Full-time, Non-Exempt
Salary: $48,000 - $52,000 per year + annual performance-based bonus
Actual compensation offered will be determined individually, based on a number of job-related factors, including
location, skills, licensure, experience, and education.
Our competitive compensation is just one component of Osaic’s total compensation package. Additional benefits
include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details
of what you can look forward to, visit our careers page: https://careers.osaic.com/benefits
Summary:
As a member of our Investment Advisory (IWS) Support team, you will assist our advisors, their clients, and
other team members in all aspects of operational and service activities for qualifying advisory accounts (WMP),
through phone support. You will collaborate with other functions across all aspects and stages of our processes
to ensure our advisors and their clients receive exceptional service and support in every interaction with Osaic.
Your primary focus will be supporting our products, platforms and processes to respond to our customer’s
stated and unstated needs.
Responsibilities:
• Provide leading service and support experiences for our advisors while answering questions,
researching issues and completing transactions
• Support investment advisory needs dynamically across channels – phone; with product, platform and
process knowledge; processing work items and requests
• Assist with navigation in advisory platforms including: Envestnet (WMP), as well as core business
platforms including IWS & NFS (Wealthscape), etc.
• Create strong working relationships with advisors, their office staff and peers across the firm
• Demonstrate critical thinking and problem-solving skills to identify our customers stated and unstated
needs to deliver required outcomes with exceptional experience
• Educate advisors where to find online information and other self-serve solutions
• Meet stated satisfaction, quality and production goals
• Log interactions within CRM system for most interactions to capture notes and other relevant
information for future support needs
• Keep up to date on changes to industry and business processes
• All other duties as assigned
Education Requirements:
• Bachelor’s degree preferred, high school diploma (or equivalent) in combination with significant practical
experience will be considered in lieu of degree. A minimum high school diploma or equivalent is
required.
Basic Requirements:
• 2+ years of experience in financial services operations or broker-dealer setting
• 2+ years working in a customer service operation or contact center
• Proficiency with Microsoft Word, Excel, Internet Explorer, Outlook, PowerPoint
• Excellent communication and organization/multi-tasking skills
• A friendly and professional demeanor
• Quick learner with basic technical skills to efficiently navigate through various systems
• Strong customer focus orientation
• High attention to detail, analytical mindset, and problem-solving skills
• Be able to work independently and maintain elevated levels of quality and accuracy while under
pressure
• Self-motivated individual capable of meeting departmental expectations and deadlines
• Ability to participate and contribute to a team environment
Preferred Requirements:
• 4+ years of related brokerage experience
• 1+ years of investment advisory experience
• Experience with Envestnet / Wealth Management Platform
• Completion of the FINRA SIE exam
Current Employees and Contractors Apply Here
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